George Orwell, one of the most influential political writers of the 20th century, is widely recognized for his searing critiques of totalitarian regimes in his novels Animal Farm and 1984. Orwellâs portrayal of state control, propaganda, and the manipulation of truth has resonated with readers across the political spectrum. However, Orwellâs personal political ideology and his critiques of totalitarianism are far more complex than is often acknowledged. Rather than being a passive observer or simply an opponent of dictatorship, Orwell was deeply involved in the socialist movements of his time, aligning himselfâwhether accidentally or intentionallyâwith Trotskyist circles. Orwell was a powerful voice of the left, despite being a target in the war among socialist factions.
Orwellâs Political Ideology and Alignment with Trotskyism
While Orwell is best remembered for his criticism of authoritarianism and totalitarianism, it is essential to understand that he was, first and foremost, a committed socialist. Despite never formally joining a political party, Orwell was an active and vocal participant in the socialist movement. This may surprise those who associate Orwell solely with his critiques of state tyranny. Indeed, Orwellâs disdain for the left dictatorship did not extend to all forms of socialism, and his political writings often reflect an internal critique of socialist regimes rather than a wholesale rejection of socialist principles.
Orwellâs critique of Stalinist totalitarianism is best understood as part of a broader ideological struggle within the socialist movement itself. Specifically, Orwellâs critiques echo the views of Leon Trotsky, a key figure in early Soviet history and one of Stalinâs most prominent critics. Trotsky was a revolutionary Marxist who played a crucial role in the Russian Revolution of 1917 and the subsequent civil war. He was instrumental in founding the Red Army, which secured the Bolshevik victory over the anti-communist White Army during the Russian Civil War. However, Trotskyâs theory of âpermanent revolutionâ set him at odds with Stalin, who favored the consolidation of socialism in one countryânamely, the Soviet Unionâbefore pursuing global revolution. Trotskyâs insistence that socialism must be spread worldwide made him a figure of suspicion within the Soviet hierarchy. In the early 1920s, Stalin consolidated power, leading to Trotskyâs exile in 1929. Despite this, Trotsky continued to oppose Stalinâs policies from abroad, particularly through his writings.
Trotskyâs critique of Stalinism included accusations that Stalin had betrayed the original goals of the Russian Revolution. According to Trotsky, Stalin had established a bureaucratic dictatorship rather than a dictatorship of the proletariat, as envisioned by Marxist theory. He argued that Stalinâs regime represented, not the rule of the working class, but the rise of a privileged bureaucratic elite, a ânomenklatura,â that dominated Soviet society. In addition, Trotsky accused Stalin of fostering a cult of personality, suppressing political opposition, and betraying the internationalist principles of socialism.
Orwell and the Spanish Civil War
In 1936, when the Spanish Civil War broke out, Orwell made the fateful decision to join the Republican side, fighting against Francisco Francoâs Nationalista forces. What makes Orwellâs involvement particularly significant is his choice of faction. Rather than aligning himself with the International Brigades, Orwell joined the Workersâ Party of Marxist Unification (POUM), a Marxist faction heavily influenced by Trotskyist ideas. Orwellâs decision to fight with the POUM speaks volumes about his political leanings during this period.
The Spanish Civil War was not simply a battle between Republicans and Nationalistas; it was also an ideological battleground for various factions of the international left. The Republican side was a coalition of various socialist, communist, and anarchist groups. The POUM, with which Orwell fought, was aligned with Trotskyist and anti-Stalinist factions, while the Communist Party of Spain, supported by Stalin, took a hard line against any left-wing groups that did not adhere to Moscowâs policies. As Orwell would later write in Homage to Catalonia, his firsthand experience in Spain profoundly influenced his understanding of the brutal dynamics of power within the left. This dynamic reflects what biologists refer to as âintraspecific struggle,â where members of the same species (or political movement, in this case) compete most aggressively with each other for dominance.
While Orwell fought against Francoâs Nationalistas at the front, Stalinâs agents were conducting a purge of Trotskyist and anarchist factions behind the lines. The NKVD, Stalinâs secret police, were sent to Spain to suppress all non-Bolshevik leftist elements within the Republican forces. This included the POUM, which was eventually outlawed by the Stalinist-backed Republican leadership. NKVD agents kidnapped and killed the head of POUM, Andreu Nin. Orwell himself narrowly escaped assassination by the NKVD and covertly fled to England. These experiences deepened his disillusionment with Stalinism and reinforced his belief that the Soviet regime had betrayed the original ideals of socialism.
Orwellâs Literary Response: Animal Farm and 1984
Orwellâs experiences in Spain and his understanding of the internal conflicts within socialism found their most potent expression in his literary works. Animal Farm, published in 1945, is widely understood as an allegory of the Russian Revolution and the rise of Stalinism. Because of this, he struggled to find a publisher willing to take on the book, as many feared the political consequences of criticizing Stalin at the time of WWII. In the novella, Orwell portrays the betrayal of revolutionary ideals through the story of a group of farm animals who overthrow their human owner, only to see their new leadersâthe pigsâbecome as oppressive as the humans they replaced. The pig Napoleon, who represents Stalin, manipulates the other animals, gradually consolidating power and rewriting the revolutionâs history to justify his dictatorship.
What is often overlooked in discussions of Animal Farm is the role of Trotskyâs ideas in shaping Orwellâs narrative. The character of Snowballâwho is expelled from the farm by Napoleonârepresents Trotsky. Snowball, like Trotsky, is portrayed as an idealistic, but ultimately powerless figure, who is demonized by the regime in power. Orwellâs depiction of Snowballâs exile and the subsequent demonization of his legacy mirrors Trotskyâs real-life expulsion and assassination by Stalinâs agents in 1940.
In this sense, Animal Farm can be read as an artistic rendering of Trotskyâs The Revolution Betrayed (a critique of Stalinism from the left), with Orwell using the fable to illustrate the broader betrayal of socialist ideals by Stalinâs regime. Yet, Orwell could not grasp that if Trotsky had been the head of the Soviet Union, his regime might have been even more ruthless than the one Stalin built. Proletarian dictatorship is no better than party dictatorship.
Orwellâs final novel, 1984, extends his critique of totalitarianism beyond Stalinism to address the broader implications of state control, surveillance, and the manipulation of truth. Although 1984 is not explicitly focused on socialist ideology, its portrayal of a dystopian world ruled by a single partyâwhere dissent is brutally suppressed and history is constantly rewrittenâdraws heavily on Orwellâs understanding of the Stalinist regime. The famous phrase âBig Brother is watching youâ has since become synonymous with state surveillance and authoritarianism, but in the context of Orwellâs political trajectory, it also serves as a broader warning about the dangers of unchecked power, regardless of ideological orientation.
Orwellâs Dilemma: The Limits of Socialist Critique
Despite his damning critique of Stalinism, Orwell remained a socialist until the end of his life. His disillusionment with the Soviet Union did not extend to socialism as a whole. In fact, Orwell believed that socialism could still provide the solution to the social and economic problems facing the world, provided it did not fall into the traps of authoritarianism and bureaucracy. This presents a fundamental paradox in Orwellâs thought: while he was acutely aware of the dangers of totalitarianism produced by different currents of socialism, he continued to advocate for a general utopia that, in practice, often led to the very abuses of power he critiqued.
Orwell could not comprehend that, regardless of the specific flavor of socialism âwhether Trotskyist, Stalinist, or otherwiseâgiven enough time, it would inevitably lead to the same outcome: economic stagnation, moral decadence, and repression. His deep belief in the potential of socialism, particularly in its democratic form, blinded him to the inherent authoritarian tendencies within socialist movements.
Orwellâs Legacy
George Orwellâs legacy as a writer and political thinker is marked by his commitment to socialist ideals and his fierce opposition to totalitarianism. His engagement with Trotskyist ideas, his experiences in the Spanish Civil War, and his literary responses to Stalinism reveal a nuanced understanding of the complexities within the socialist movement. While Orwellâs critiques of political tyranny remain profoundly relevant today, his continued belief in socialismâeven after witnessing its failuresâunderscores the intricacies of his thought. Therefore, it feels somewhat awkward to rely on a socialistâs critique of the very regimes that socialism consistently produces.
Originally Posted at https://mises.org/